NATIONAL SCIENCE FOUNDATION
TOKYO REGIONAL OFFICE
The National Science Foundation's (NSF) Tokyo Regional Office periodically receives and disseminates reports on research developments in Japan that are related to the Foundation's mission. It also provide occasional reports on developments in other East Asian Countries.
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Special Scientific Report #02-11 (October 09, 2002)
Determination of Damping Characteristics Required to Satisfy a Specified Displacement-Based Performance Level in Flexible Building Structures
The following report was prepared by J. Paul Smith-Pardo, a graduate student in the School of Civil Engineering of Purdue University. Mr. Smith-Pardo was participant in the Summer 2002 Research Experience Program co-sponsored by the National Science Foundation and the Japanese Ministry of Education and Research (Monbukagakusho). He conducted his research under the direction of Dr. Shunsuke Otani of the Department of Architecture, Materials, Structures and Construction, Graduate School of Engineering at the University of Tokyo. Mr. Smith-Pardo may be reached at jpsmith@purdue.edu.
Abstract
A non-conventional design philosophy for seismic resistance of building structures was preliminary evaluated. The main concept was to design the vertical elements of the structure (columns and walls) for gravity loads and to determine the characteristics of added damping devices required to satisfy certain maximum level of deformation in the building under a strong seismic excitation. The buildings under consideration are meant to respond in the linear range. Alternative damping mechanisms considered in the analyses included; (i) metallic yielding devices, (ii) frictional devices, and (iii) linearly viscous damping devices. Low to high rise buildings (corresponding to 0.2, 0.5, 1.0, and 2.0s periods) were considered in the analyses and their “flexible counterparts” were investigated under the alternative seismic design scheme.
It is found that very different damping characteristics are required for long period single degree of freedom (SDOF) systems as compared to short period SDOF in order to reduce the stiffness and still produce the same maximum displacement under a strong seismic excitation. For short period SDOF the demand of external damping (either from viscous or metallic yielding devices) is higher as compared to long period SDOF systems. It is also found that the relative viscous damping demand of short and long period Multiple Degree of Freedom Systems (MDOF) is considerably different than the relative viscous damping demand in short and long period SDOF. Long period MDOF require more viscous damping per story than short period MDOF.
Introduction
Considerably efforts have been invested throughout the world for a number of years in order to develop seismic design criteria and procedures to achieve specified performance objectives. Innovative techniques to improve building performance under strong ground motions include: seismic isolation, supplemental energy dissipation systems, and active or hybrid structural control.
This study is focused on the use of some supplemental energy dissipation devices as a mechanism that allows reducing the elastic stiffness of a structure and still obtaining the same maximum displacement under a strong ground motion. Elasto-plastic metallic yielding and frictional devices, and fluid viscous dampers are considered in the analyses.
1) Problem Statement
Assuming an idealized structural system with stiffness “K0”, mass “M”, and linear viscous damping C0.05 (Figure 1.a), find the damping characteristics required in a companion “softened” structure (Figure 1.b) in order to have the same maximum displacement when both systems are subject to the same strong ground motion. The damping factor for the base case structure “C0.05” is assumed to be equal to 5% of the critical damping factor (2(K0M)0.5).
The stiffness of the softened structure is expressed as K0/
a, where, a>1 is termed hereafter as the stiffness reduction factor. Such reduced stiffness is, in general, composed of the stiffness of the structure itself plus the stiffness of the added damping device. In particular, if linear viscous damping is added to the structure, then the attached device does not contribute to the stiffness of the system because the damping force is out of phase with respect to the inertia and the restoring force.2) Damping Requirements for Single Degree of Freedom (SDOF) Systems
Damping devices considered in this study includes linear viscous dampers and elasto-plastic yielding devices. A particular case of the elasto-plastic devices in which the initial stiffness equals infinity corresponds to frictional devices.
2.1) Linear Viscous Dampers
The base case structure and the softened structure (Figure 1) are subjected to the El Centro NS 1940 ground acceleration record. The damping factor C needed in the softened structure to obtain the same maximum displacement than the base case structure is shown in Figures 2(a)-(d) as a function of
a. In these figures T0 is the elastic period of the base case structure (T0 = 2p(M/ K0)0.5). A secondary axis is also used in these figures to indicate the required damping x factor in each case. Figures 3(a)-(d) show the corresponding ratio of the maximum damping force in the softened structure to the maximum damping force in the base-case structure.For the base case structure with T0 = 0.2s (Figure 2(a), and Figure 3(a)) only values of a<2.5 were considered. This is because for larger values of
a the required damping factor exceeds the corresponding critical value (2(Ma/K0)0.5).It is noticed from Figure 2 that the viscous damping demand for short period SDOF is considerably higher than the damping demand for long period SDOF. This observation can also be stated as follows; for the same damping ratio, the reduction in the response is higher for long period structures than for short period structures. This conclusion is implicitly stated in Table 2 of the monograph by Hanson and Soong (2001).
It is noticed from Figure 3 that for the same reduction of the stiffness in the base case structure, the maximum damping force is considerably higher in short period structures (T0=0.2s) than in long periods structures (T0=2.0s). For instance, decreasing the stiffness by a factor of two (2) in a T0=0.2s SDOF would require a damping device generating a damping force five (5) times larger than the maximum damping force induced in the base case structure. An excessive extra damping force might limit the use of this type of dissipating energy devices because the structural design should also specify a mean to transmit such forces to the foundation.
2.2) Elasto-Plastic Metallic Yielding and Frictional Devices
The softened structure and the elasto-plastic yielding device (Figure 4) are chosen such that the initial stiffness of the resultant system equals to K0/a (allowing comparison with the results from Section 2.1). In Figure 4, Ks is the stiffness of the SDOF and Ks/
b the stiffness of the elasto-plastic yielding device. The softened structure is defined as having the same damping constant than the base case structure (i.e., C = C0.05), then the damping ratio for a given a is x = 0.05.a0.5.The resulting system (structure plus yielding device) has a bilinear force-deformation relationship defined by:
Initial stiffness: K0/
a (1)Post-yielding stiffness:
(2)
The yielding force, Fy, of the composed system is given by:
Fy = Vmax(K0/
a, x = 0.05.a0.5) / g (3)where g is a parameter (inverse of base shear coefficient), and Vmax(K0/a, x = 0.05.a0.5) is the maximum induced shear force in a linear SDOF with mass M, stiffness K0/a, .. and damping ratio x = 0.05.a0.5.
Two (2) limit cases are obtained depending on the value of the b parameter; (i) when b tends to infinity the softened system becomes linear (having a stiffness equal to K0/a), (ii) when b
tends to zero the softened system becomes elasto-plastic. The case b = 0 is of particular importance because it corresponds to a frictional device (see Figure 4).Both the base case structure (a=1.0) and the softened structure (
a>1) are subjected to El Centro NS 1940 ground acceleration record. Figures 6, 7, 8, and 9 show the maximum displacement of the softened structure normalized by the maximum displacement of the base case structure for different values of a (stiffness reduction), b (ratio of structure stiffness to damping devices stiffness), and g (inverse of base shear coefficient). The normalized maximum displacement of the linear softened structure (i.e., structure with stiffness K0/a, or period T = a0.5T0, and damping ratio x= 0.05a0.5) is also shown in these figures as a reference.For all the cases, it is noticed that:
(g) and tends to the maximum response of the softened linear system.(i) When b is large (b more than 5 can be considered as large) the maximum response is essentially independent of the base shear coefficient
(ii) In general, for b = 0, larger maximum displacement responses are obtained as compared to cases with b>0. This suggests that, for this particular excitation, frictional devices are less efficient than elasto-plastic yielding devices.
(iii) For the same stiffness reduction factor (a), the maximum normalized
displacement is larger for short period SDOF than for long period SDOF.It is also important to notice that for short period SDOF (T0=0.2 sec), there is no combination of the parameters b and g (for 0<b<10, and 1.5<g<10) in the softened system allowing to obtain the same maximum displacement than the base case structure. This is observed even for a stiffness reduction factor of 1.5. Contrarily to this, for intermediate and long period SDOF (T0=0.5, 1.0, 2.0 s), it is possible to find combinations of g and b in the softened system with a=2.0, allowing to obtain the same displacement than the base case structure. This suggests that the use of elasto-plastic yielding (and frictional) devices is less efficient in short period SDOF than in intermediate and long period SDOF. In fact, it can be claimed that for short period SDOF the use of such devices would not permit achieving the selected performance criterion.
3) Damping Requirements for Multiple Degree of Freedom (MDOF) Systems
The conclusions stated in Section 2 correspond exclusively to SDOF systems. The selection of the parameters a, b, and g was completely arbitrary and might not have practical meaning in an actual structure. In this section, boundaries are established for some of those parameters to realistically evaluate the efficiency of viscous dampers in short, intermediate, and long period building structures. The relative efficiency of metallic yielding devices is not evaluated here because of time constrains during this study.
3.1) Base Case Structures
Four (4) different base case building structures are considered in the analyses; the structures are N = 2, 5, 10, and 20-story planar frames (Figure 9) having a single bay of length L=30 ft. Each base structure represents an interior frame of an infinitely long and infinitely wide building. The out-of-plane distance between consecutive frames is assumed to be equal to the frame’s span (L = 30 ft). Wstory = 200 lbf/ft2 story weight is assumed. Girders are L/24 wide by L/12 deep in all cases. The modulus of elasticity of the girder and columns’ material is 4,000 ksi, which roughly corresponds to f’c = 5 ksi concrete. Column sizes are selected on each case to produce a first mode period of the structure equal to N/10 seconds. Column sections are square.
3.2) Stiffness Reduction Factor (
?) for Base Case MDOF StructuresThe column size of each on the base case structures defined in the Section 3.1 (Figure 9) is consecutively reduced and the corresponding stiffness reduction factor, a, is calculated. For each column size, C, the compression stress, sc, on the first story columns is estimated as:
(4)
Figures 10 (a)-(d) show the variation of a with column size and compression stress on the first story columns (normalized by f’c = 5 ksi) for the N = 2, 5, 10, and 20-story structures.
Notice that although the large column size corresponding to the base case structure (a = 1.0) might not be realistic (this is associated to the large story weight assumed), the purpose of these analyses is to determine reasonable values of a for different types of structures.
If a limiting criterion in terms of the maximum allowable compression stress on the first story columns is established, then the maximum value of a, a
max and minimum column size, Cmin, can be determined on each case. Table 1 lists the value of amax and C0/Cmin (ratio of column size corresponding to amax to column size corresponding to a = 1) for the four different MDOF systems considered. The assumed limiting compression stress is sc/f’c = 0.3.It is noticed from Figure 10 (and Table 1) that:
max decreases is smaller for large values of T0.(i) For long period structures the maximum overall stiffness reduction factor is smaller than for short period structures.
(ii) The rate at which a
Table 1 also suggests that some of the values of a considered in Section 2.1 and 2.2 for SDOF are impractical for MDOF systems. Therefore, the conclusions drawn from Figures 2, 5, 6, 7, and 8 are applicable to the MDOF systems with a<a
max.3.3) Viscous Damping Requirement for Base Case MDOF Structures
The effective damping ratio x
eff of a structure with added linear viscous dampers is given by (Hwang, 2002):
(5)
where:
The assumptions involved in the derivation of this equation include: (i) linear elastic response of the structure, (ii) harmonic excitation of the structure, (iii) structure response is governed by first mode.
Considering the base case MDOF structures defined in Section 3.1 and assuming identical added viscous dampers on each story, the required damping constant per story Cstory to obtain an effective damping ratio
xeff is given by:
(6.a)
where:
(6.b)
Mstory: story mass (mi = Mstory)
Dx = xeff-x0 (6.c)
In Equation 6, it is assumed that dampers are located in diagonal running from the base of one column to the top of the next column on each story.
The calculated damping constant per story, Cstory, for the four base case structures (T0 = 0.2, 0.5, 1.0, and 2.0 s) is shown in Figure 11. Assuming that at most two dampers can be used in a particular story and that N dampers are placed on each structure, it is possible to find the optimum distribution of the dampers along the height of the frames to obtain a minimum Cstory. Notice that Cstory can be minimized by maximizing the frj values. The result is also indicated in Figure 11.
3.4) Story Damping for Base Case MDOF Structures under AIJ Design Spectrum
It is noticed from Figure 11 that a considerably higher damping constant per story is needed in long period structures as compared to short period structures in order to obtain the same increase in the overall damping ratio. Thus, even though for SDOF the damping ratio required to produce the same displacement for a given stiffness reduction factor is considerably smaller for long period structures than for short period structures, the required damping constant per story might be similar in both types of MDOF structures. In order to investigate this issue, the base case MDOF structures defined above were subject to the AIJ acceleration design spectrum defined at engineering bedrock (Otani et. al, 2000):
(7)
where, Sa(T) is the acceleration spectrum ordinate (cm/s2), and T (=T0) is the structure period.
This demand spectrum is prepared for a damping ratio of 5%.
For other damping ratio x,
Sa(T) is modified by a factor Fx:
(8)
Consider a stiffness reduction factor a = 2.0. The damping per story, Cstory, for the “softened structure” needed to obtain the same displacement than the base structure (with 5% damping) both under the spectrum acceleration given by Equation 7 is calculated following the next procedure:
-Calculate the first mode participation factor for the both the base case structure (having a period T0) and the softened structure (having a period Tf=a0.5T0)
-Calculate the spectral displacement for the base structure using Equation 7.
-Calculate the spectral displacement for the softened structure as a function of the required damping coefficient, x, using Equations 7 and 8.
-Equate the spectral displacement for both the base case and the softened structure and solve for x. The required damping factor from added viscous dampers is Dx=x-0.05
-Calculate the required damping constant per story using Figure 11.
Figure 12 show the resulting damping constant per story for the different base case structures considering both: (i) a uniform distribution of dampers along the height, (ii) an optimized distribution assuming at most two (2) dampers per story (but same number of dampers in the structure as in case (i), i.e., N dampers).
It is noticed that the required damping factor per floor is closely the same for short and intermediate period structures (T0<1.0s) and it is higher for long period structures (T0 = 2.0s). This conclusion is almost opposite to the conclusion made for SDOF systems in Section 2.1 concerned with the use of viscous damper devices as a mechanism allowing to reduce the stiffness of the structure.
4) Conclusions
Considering the scheme of reducing the stiffness of a system and adding damping in order to obtain the same maximum displacement under the same excitation, the following conclusions are drawn:
(i) The viscous damping demand for short period SDOF is considerably higher than the damping demand for long period SDOF. In other words; for the same damping ratio, the reduction in the response is higher for long period structures than for short period structures.
(ii) An excessive extra damping force might limit the use of linear viscous dampers on short period SDOF because the structural design should also specify a mean to transmit such forces to the foundation.
(iii) In general, frictional devices are less efficient than elasto-plastic yielding devices especially for short period SDOF.
(iv) For short period SDOF (T0=0.2 sec), there is not combination of the parameters b and g (for 0<b<10, and 1.5<g<10) in the softened system allowing to obtain the same maximum displacement than the base case structure.
(v) For the same stiffness reduction factor (a), the maximum displacement normalized by the maximum displacement of the base case structure is larger for short period SDOF than for long period SDOF regardless of the type of damping used (linear viscous, elasto-plastic, frictional).
(vi) For long period MDOF structures the maximum overall stiffness reduction factor is smaller than for short period MDOF.
(vii) A considerably higher damping constant per story is needed in long period structures as compared to short period structures in order to obtain the same increase in the overall damping ratio.
(viii) For MDOF structures under the AIJ demand spectrum, the required damping factor per story is closely the same for short and intermediate period MDOF structures (T0<1.0s) and it is higher for long period MDOF structures (T0 = 2.0s).
5) Future Work
The use of metallic yielding and friction devices in MDOF structures as a mechanism allowing to reduce the stiffness of the structure was not investigated in this study due to time constrains.
An evaluation of the generality of the findings reported here must be carried out by considering other types of base excitation.
Other types of damping devices commercially available; non-linear viscous dampers, viscoelastic (VE) solid devices, and metallic yielding devices with more general force-displacement relationship must be evaluated under the scheme of achieving a maximum reduction of the stiffness of the building and obtaining the same response than a base case structure.
References
Hwang Jenn-Shin (2002), Seismic Design of Structures with Viscous Dampers, International Training Program for Seismic Design of Building Structures, National Center for Research on Earthquake Engineering of Taiwan.
Hanson, R. D., and Soong, T. T. (2001), Seismic Design with Supplemental Energy Dissipation Devices, Earthquake Engineering Research Institute (EERI) Monographs, 135p.
Otani, S., Hiraishi, H., Midorikawa, M., and Teshigawara, M. (2000), New Seismic Design Provisions in Japan, Uzumeri Symposium-2000 ACI Annual Fall Convention in Toronto.
Garcia , L. E. (1998), Structural Dynamics Applied to Seismic Design (In Spanish), Universidad de los Andes, Facultad de Ingenieria Civil, Bogota-Colombia, 574p.
Acknowledgments
The author wishes to express his deepest gratitude to the Monbukagakusho program, the U.S and Tokyo National Science Foundation (NSF) for making the summer program a dream come true.
Special thanks also to Professor Otani for his continuous guidance during this research. Sincere gratitude also extended to Professor Shiohara, Suzuki-san, and all the members of the Otani-Shiohara laboratory at the University of Tokyo for all the hospitality and kindness during the summer program.
Table 1 Maximum Stiffness Reduction Factor and Minimum Column size for Different Base Case Structures
|
N |
T0 |
a max |
C0/Cmin |
|
2 |
0.2 |
>4.0 |
>2.0 |
|
5 |
0.5 |
2.6 |
1.9 |
|
10 |
1.0 |
2.3 |
1.7 |
|
20 |
2.0 |
2.0 |
1.7 |











